0
0
0
SBIC Advisers Relief Act of 2014
3/14/2024, 12:48 PM
Congressional Summary of HR 4200
(This measure has not been amended since it was introduced. The summary of that version is repeated here.)
SBIC Advisers Relief Act of 2014 - Amends the Investment Advisers Act of 1940 to exempt specified advisers of small business investment companies (SBICs) from certain: (1) Securities and Exchange Commission (SEC) registration requirements with respect to the provision of investment advice relating to venture capital funds, and (2) SEC registration and reporting requirements with respect to assets under management of private funds.
Provides the same exemption with respect to any state or local law requiring the registration, licensing, or qualifications of investment advisers.
Read the Full Bill
Current Status of Bill HR 4200
Bill HR 4200 is currently in the status of Bill Introduced since March 11, 2014. Bill HR 4200 was introduced during Congress 113 and was introduced to the House on March 11, 2014. Bill HR 4200's most recent activity was Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. as of December 3, 2014
Bipartisan Support of Bill HR 4200
Total Number of Sponsors
1Democrat Sponsors
0Republican Sponsors
1Unaffiliated Sponsors
0Total Number of Cosponsors
9Democrat Cosponsors
6Republican Cosponsors
3Unaffiliated Cosponsors
0Policy Area and Potential Impact of Bill HR 4200
Primary Policy Focus
Finance and Financial SectorPotential Impact Areas
- Banking and financial institutions regulation
- Business investment and capital
- Financial services and investments
- Licensing and registrations
- Small business
- State and local government operations
Alternate Title(s) of Bill HR 4200
SBIC Advisers Relief Act of 2014
To amend the Investment Advisers Act of 1940 to prevent duplicative regulation of advisers of small business investment companies.
SBIC Advisers Relief Act of 2014
SBIC Advisers Relief Act of 2014
SBIC Advisers Relief Act of 2014
Comments
Sponsors and Cosponsors of HR 4200
Latest Bills
ESTUARIES Act
Bill HR 3962December 13, 2025
Federal Maritime Commission Reauthorization Act of 2025
Bill HR 4183December 13, 2025
National Defense Authorization Act for Fiscal Year 2026
Bill S 1071December 13, 2025
Enduring Justice for Victims of Trafficking Act
Bill S 2584December 13, 2025
Technical Corrections to the Northwestern New Mexico Rural Water Projects Act, Taos Pueblo Indian Water Rights Settlement Act, and Aamodt Litigation Settlement Act
Bill S 640December 13, 2025
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Bill HR 3383December 13, 2025
BOWOW Act of 2025
Bill HR 4638December 13, 2025
Northern Mariana Islands Small Business Access Act
Bill HR 3496December 13, 2025
Wildfire Risk Evaluation Act
Bill HR 3924December 13, 2025
Energy Choice Act
Bill HR 3699December 13, 2025