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RM Maxine Waters' amdt to provide the SEC w/ the authority to impose & collect reasonable user fees
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7/15/2014, 3:52 PM
Video Description
An amendment to provide the SEC with the authority to impose and collect reasonable user fees on federally registered investment advisers to increase the number and frequency of SEC examinations. This provision is consistent with legislation coauthored by Waters and Rep. John Delaney (D-MD), H.R. 1627, the Investment Adviser Examination Improvement Act. Last week, Waters called on House Financial Services Committee Chairman Hensarling to hold a hearing on this and other legislative proposals that would increase these reviews. Republicans also objected to this amendment, ruling it out of order on an appropriations measure.
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