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Increasing Access to Adviser Information Act
12/29/2022, 10:48 PM
Congressional Summary of S 3965
Increasing Access to Adviser Information Act
This bill excludes from investment adviser regulations any research activity performed by a broker or a dealer in line with similar foreign laws and regulations.
Read the Full Bill
Current Status of Bill S 3965
Bill S 3965 is currently in the status of Bill Introduced since March 30, 2022. Bill S 3965 was introduced during Congress 117 and was introduced to the Senate on March 30, 2022. Bill S 3965's most recent activity was Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. as of March 30, 2022
Bipartisan Support of Bill S 3965
Total Number of Sponsors
1Democrat Sponsors
0Republican Sponsors
1Unaffiliated Sponsors
0Total Number of Cosponsors
0Democrat Cosponsors
0Republican Cosponsors
0Unaffiliated Cosponsors
0Policy Area and Potential Impact of Bill S 3965
Primary Policy Focus
Finance and Financial SectorAlternate Title(s) of Bill S 3965
Increasing Access to Adviser Information Act
Increasing Access to Adviser Information Act
A bill to provide that broker-dealers who provide research services to an investment manager and receive payments from certain accounts is not an investment adviser, and for other purposes.
Comments
Sponsors and Cosponsors of S 3965
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