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Securities and Exchange Commission Awarded a Contract to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC for $10,157,090.90

Signed on

8/11/2021, 12:00 AM

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC Government Contract #50310221C0078

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC was awarded a contract with the United States Government for $10,157,090.90. The contract was awarded by the agency office SECURITIES AND EXCHANGE COMMISSION, which is a division with the Securities and Exchange Commission within the Securities and Exchange Commission.

Summary of Award

The recipient of the federal contract is the Financial Industry Regulatory Authority Inc. They are a nonprofit organization specializing in financial industry regulation. The contract, funded by the Securities and Exchange Commission, is for the purpose of support services in the professional realm, specifically in the category of other computer-related services. The contract has a total obligation amount of $10,157,090.90, with notable transactions including payments of $385,425, $192,712.50, $192,712.50, $265,000, and others for various services.

Contract Details

Contract ID50310221C0078
Contract TypeD
Total Obligation$6,007,740.90
Exercised Options$6,007,740.90
Base Amount + Options$10,157,090.90
Date Signed2021-08-11
Contract DescriptionEFOCUS
Start Date2021-08-11
End Date2025-12-31

Agency Details

Awarding AgencySecurities and Exchange Commission
Awarding Sub AgencySecurities and Exchange Commission
Awarding OfficeSECURITIES AND EXCHANGE COMMISSION
Funding AgencySecurities and Exchange Commission
Funding Sub AgencySecurities and Exchange Commission
Funding OfficeSECURITIES AND EXCHANGE COMMISSION

Recipient Details

RecipientFINANCIAL INDUSTRY REGULATORY AUTHORITY INC
Recipient Location1735 K ST NW WASHINGTON DISTRICT OF COLUMBIA, UNITED STATES
Business CategoriesCategory Business, Corporate Entity Tax Exempt, Nonprofit Organization, Not Designated a Small Business, Special Designations, U.S.-Owned Business

Comments

Award Transactions

Transaction #P00016$0.00August 21, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00015$385,425.00August 4, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $385,425.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00014$0.00May 5, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00013$192,712.50March 5, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $192,712.50 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00012$192,712.50December 17, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $192,712.50 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00011$265,000.00June 20, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $265,000.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00010$371,675.01May 29, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $371,675.01 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00009$119,751.15March 15, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $119,751.15 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00008$185,687.49December 21, 2023

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $185,687.49 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00007$170,000.00September 6, 2023

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $170,000.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00006$-79,877.01April 7, 2023

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $-79,877.01 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00005$701,600.00December 2, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $701,600.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00004$-65,845.74August 10, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $-65,845.74 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00003$0.00July 27, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00002$1,529,350.00July 7, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $1,529,350.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00001$0.00October 22, 2021

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #0$2,039,550.00August 11, 2021

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $2,039,550.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00019$-59,825.18March 5, 2026

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $-59,825.18 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00018$198,000.00December 23, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $198,000.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00017$268,000.00September 11, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $268,000.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00016$0.00August 21, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00015$385,425.00August 4, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $385,425.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00014$0.00May 5, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00013$192,712.50March 5, 2025

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $192,712.50 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00012$192,712.50December 17, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $192,712.50 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00011$265,000.00June 20, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $265,000.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00010$371,675.01May 29, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $371,675.01 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00009$119,751.15March 15, 2024

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $119,751.15 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00008$185,687.49December 21, 2023

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $185,687.49 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00007$170,000.00September 6, 2023

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $170,000.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00006$-79,877.01April 7, 2023

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $-79,877.01 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00005$701,600.00December 2, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $701,600.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00004$-65,845.74August 10, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $-65,845.74 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00003$0.00July 27, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #P00002$1,529,350.00July 7, 2022

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $1,529,350.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

Transaction #P00001$0.00October 22, 2021

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $0.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.

This payment could indicate a change to the existing contract.

Transaction #0$2,039,550.00August 11, 2021

Securities and Exchange Commission, a sub agency of Securities and Exchange Commission, issued a payment of $2,039,550.00 to FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. The payment included a Subsidy Cost of $0.00.