HALOS Act of 2023

12/15/2023, 4:09 PM
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
The HALOS Act of 2023, also known as Bill 118 s 3298, is a piece of legislation introduced in the US Congress aimed at promoting small business growth and entrepreneurship. The bill seeks to amend the Securities Act of 1933 to provide for an exemption from the registration requirements for certain events known as "demo days" or "pitch events" where entrepreneurs can present their business ideas to potential investors.

Under the HALOS Act, these demo days would be exempt from the registration requirements of the Securities Act as long as certain conditions are met, such as the event being sponsored by a college, university, nonprofit organization, or government entity. This exemption is intended to make it easier for small businesses to connect with investors and raise capital without the burden of costly and time-consuming registration requirements.

The bill also includes provisions to protect investors by requiring that the entrepreneurs participating in these demo days provide certain disclosures about their business and the risks involved. Additionally, the HALOS Act prohibits fraudulent or deceptive practices in connection with these events to ensure that investors are not misled. Overall, the HALOS Act of 2023 aims to support small business growth and innovation by streamlining the process for connecting entrepreneurs with investors while also protecting investors from potential fraud.
Congress
118

Number
S - 3298

Introduced on
2023-11-14

# Amendments
0

Sponsors
+5

Cosponsors
+5

Variations and Revisions

11/14/2023

Status of Legislation

Bill Introduced
Introduced to House
House to Vote
Introduced to Senate
Senate to Vote

Purpose and Summary

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
The HALOS Act of 2023, also known as Bill 118 s 3298, is a piece of legislation introduced in the US Congress aimed at promoting small business growth and entrepreneurship. The bill seeks to amend the Securities Act of 1933 to provide for an exemption from the registration requirements for certain events known as "demo days" or "pitch events" where entrepreneurs can present their business ideas to potential investors.

Under the HALOS Act, these demo days would be exempt from the registration requirements of the Securities Act as long as certain conditions are met, such as the event being sponsored by a college, university, nonprofit organization, or government entity. This exemption is intended to make it easier for small businesses to connect with investors and raise capital without the burden of costly and time-consuming registration requirements.

The bill also includes provisions to protect investors by requiring that the entrepreneurs participating in these demo days provide certain disclosures about their business and the risks involved. Additionally, the HALOS Act prohibits fraudulent or deceptive practices in connection with these events to ensure that investors are not misled. Overall, the HALOS Act of 2023 aims to support small business growth and innovation by streamlining the process for connecting entrepreneurs with investors while also protecting investors from potential fraud.
Alternative Names
Official Title as IntroducedA bill to require the Securities and Exchange Commission to revise the rules of the Commission relating to general solicitation or general advertising, and for other purposes.

Policy Areas
Finance and Financial Sector

Comments

Recent Activity

Latest Action11/14/2023
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.