Restoring the Secondary Trading Market Act

12/15/2023, 3:56 PM

Restoring the Secondary Trading Market Act

This bill prohibits states from banning, limiting, or imposing conditions upon off-exchange secondary trading of securities.  This prohibition applies if the issuer of those securities provides public information on the issuer's financial status in accordance with federal regulations.

Bill 118 hr 2506, also known as the Restoring the Secondary Trading Market Act, aims to address issues within the secondary trading market for securities. The bill seeks to improve transparency, efficiency, and liquidity in this market by implementing several key provisions.

One of the main components of the bill is the establishment of a regulatory framework for secondary trading platforms. These platforms would be required to register with the Securities and Exchange Commission (SEC) and comply with certain reporting and disclosure requirements. This is intended to ensure that investors have access to accurate and timely information about the securities being traded on these platforms.

Additionally, the bill includes provisions to enhance investor protections in the secondary trading market. For example, it requires secondary trading platforms to implement measures to prevent fraud and market manipulation. It also establishes a process for resolving disputes between investors and platform operators. Furthermore, the bill aims to promote market efficiency by streamlining the process for trading securities on secondary markets. It includes provisions to facilitate the transfer of securities between investors and to reduce the costs and administrative burdens associated with trading on these platforms. Overall, the Restoring the Secondary Trading Market Act seeks to modernize and improve the secondary trading market for securities in order to benefit investors, issuers, and the overall economy. It is currently under consideration in the US Congress and has garnered bipartisan support for its efforts to address longstanding issues in this important sector of the financial markets.
Congress
118

Number
HR - 2506

Introduced on
2023-04-06

# Amendments
0

Sponsors
+5

Variations and Revisions

4/6/2023

Status of Legislation

Bill Introduced
Introduced to House
House to Vote
Introduced to Senate
Senate to Vote

Purpose and Summary

Restoring the Secondary Trading Market Act

This bill prohibits states from banning, limiting, or imposing conditions upon off-exchange secondary trading of securities.  This prohibition applies if the issuer of those securities provides public information on the issuer's financial status in accordance with federal regulations.

Bill 118 hr 2506, also known as the Restoring the Secondary Trading Market Act, aims to address issues within the secondary trading market for securities. The bill seeks to improve transparency, efficiency, and liquidity in this market by implementing several key provisions.

One of the main components of the bill is the establishment of a regulatory framework for secondary trading platforms. These platforms would be required to register with the Securities and Exchange Commission (SEC) and comply with certain reporting and disclosure requirements. This is intended to ensure that investors have access to accurate and timely information about the securities being traded on these platforms.

Additionally, the bill includes provisions to enhance investor protections in the secondary trading market. For example, it requires secondary trading platforms to implement measures to prevent fraud and market manipulation. It also establishes a process for resolving disputes between investors and platform operators. Furthermore, the bill aims to promote market efficiency by streamlining the process for trading securities on secondary markets. It includes provisions to facilitate the transfer of securities between investors and to reduce the costs and administrative burdens associated with trading on these platforms. Overall, the Restoring the Secondary Trading Market Act seeks to modernize and improve the secondary trading market for securities in order to benefit investors, issuers, and the overall economy. It is currently under consideration in the US Congress and has garnered bipartisan support for its efforts to address longstanding issues in this important sector of the financial markets.
Alternative Names
Official Title as IntroducedTo amend the Securities Act of 1933 to exempt off-exchange secondary trading from State regulation where such trading is with respect to securities of an issuer that makes publicly available certain current information, and for other purposes.

Policy Areas
Finance and Financial Sector

Comments

Recent Activity

Latest Summary9/26/2023

Restoring the Secondary Trading Market Act

This bill prohibits states from banning, limiting, or imposing conditions upon off-exchange sec...


Latest Action4/6/2023
Referred to the House Committee on Financial Services.